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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

BRETT JEROME SADDLER

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:c87cf77c-7042-5a93-df0d-6566ef056bb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 8, 2002
First registration: Jul 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4000846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Sep 30, 2024	n/a	yes	SAN DIEGO, CA	Current employment
THE AMERIFLEX GROUP	Bd affiliated wealth	Jun 28, 2024	Sep 13, 2024	no	Las Vegas, NV	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Nov 17, 2017	May 7, 2024	no	ORANGE, CA\|ORANGE, CA	Previous registration
BALBOA WEALTH PARTNERS, INC.	Independent wealth	Jan 26, 2017	Nov 20, 2017	no	La Jolla, CA	Previous registration
INTEGRITY BROKERAGE, LLC	n/a	Jan 24, 2017	Nov 20, 2017	no	La Jolla, CA\|SEATTLE, WA\|La Jolla, CA	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Aug 10, 2015	Oct 22, 2015	no	RAMONA, CA	Previous registration
EQUINOX SECURITIES, INC.	n/a	Jun 7, 2011	May 27, 2014	no	ALPINE, CA\|REDLANDS, CA\|SAN DIEGO, CA	Previous registration
MCNALLY FINANCIAL SERVICES CORPORATION	State registered	Nov 9, 2009	Feb 28, 2011	no	SAN ANTONIO, TX\|SAN DIEGO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 9, 2002	Jun 8, 2009	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE AMERIFLEX GROUP	INDEPENDENT FINANCIAL GROUP, LLC	Sep 13, 2024	Sep 30, 2024	17	Firm change	Ibd to ibd
CROWN CAPITAL SECURITIES, L.P.	THE AMERIFLEX GROUP	May 7, 2024	Jun 28, 2024	52	Firm change	Ibd to ibd
INTEGRITY BROKERAGE, LLC	BALBOA WEALTH PARTNERS, INC.	Nov 20, 2017	Jan 26, 2017	-298	Firm change after gap	Other
BALBOA WEALTH PARTNERS, INC.	CROWN CAPITAL SECURITIES, L.P.	Nov 20, 2017	Nov 17, 2017	-3	Firm change	Other
CENTAURUS FINANCIAL, INC.	INTEGRITY BROKERAGE, LLC	Oct 22, 2015	Jan 24, 2017	460	Firm change after gap	Other
EQUINOX SECURITIES, INC.	CENTAURUS FINANCIAL, INC.	May 27, 2014	Aug 10, 2015	440	Firm change after gap	Other
MCNALLY FINANCIAL SERVICES CORPORATION	EQUINOX SECURITIES, INC.	Feb 28, 2011	Jun 7, 2011	99	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MCNALLY FINANCIAL SERVICES CORPORATION	Jun 8, 2009	Nov 9, 2009	154	Firm change	Ibd to state RIA

Relationships

Registered with (9)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ THE AMERIFLEX GROUPRegistered adviserregistration: previous registration
Jun 28, 2024 to Sep 13, 2024factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Nov 17, 2017 to May 7, 2024factForm ADV
→ INTEGRITY BROKERAGE, LLCRegistered adviserregistration: previous registration
Jan 24, 2017 to Nov 20, 2017factForm ADV
→ BALBOA WEALTH PARTNERS, INC.Registered adviserregistration: previous registration
Jan 26, 2017 to Nov 20, 2017factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 10, 2015 to Oct 22, 2015factForm ADV
→ EQUINOX SECURITIES, INC.Registered adviserregistration: previous registration
Jun 7, 2011 to May 27, 2014factForm ADV
→ MCNALLY FINANCIAL SERVICES CORPORATIONRegistered adviserregistration: previous registration
Nov 9, 2009 to Feb 28, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 9, 2002 to Jun 8, 2009factForm ADV

Dated events

Occurred
Sep 13, 2024
Advisor changed firm
Brett Jerome Saddler left The Ameriflex Group for Independent Financial Group, Llc (registered 2024-09-30)
Form ADVobserved 6 days ago
Occurred
May 7, 2024
Advisor changed firm
Brett Jerome Saddler left Crown Capital Securities, L.P. for The Ameriflex Group (registered 2024-06-28)
Form ADVobserved 6 days ago