DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brett Jerome Saddler
Feed of 09/14/2026
At current firm
1 y
since Sep 30, 2024
In the industry
24 y
since Jul 8, 2002 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Sep 30, 2024 · San Diego, Ca
- The Ameriflex Group BD affiliatedJun 28, 2024 to Sep 13, 2024 · Las Vegas, Nv
- Crown Capital Securities, L.P. formerNov 17, 2017 to May 7, 2024 · Orange, Ca
- Balboa Wealth Partners, Inc. independent RIAJan 26, 2017 to Nov 20, 2017 · La Jolla, Ca
- Integrity Brokerage, LLC unclassifiedJan 24, 2017 to Nov 20, 2017 · La Jolla, Ca
- Centaurus Financial, Inc. BD affiliatedAug 10, 2015 to Oct 22, 2015 · Ramona, Ca
- Equinox Securities, Inc. unclassifiedJun 7, 2011 to May 27, 2014 · Alpine, Ca
- Mcnally Financial Services Corporation state registeredNov 9, 2009 to Feb 28, 2011 · San Antonio, Tx
- Ameriprise Financial Services, LLC national BDJul 9, 2002 to Jun 8, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- The Ameriflex Group to Independent Financial Group, LLCleft Sep 13, 2024, registered Sep 30, 2024 (17 days) · Affiliated broker-dealer or bank to another
- Crown Capital Securities, L.P. to The Ameriflex Groupleft May 7, 2024, registered Jun 28, 2024 (52 days) · Affiliated broker-dealer or bank to another
- Integrity Brokerage, LLC to Balboa Wealth Partners, Inc.left Nov 20, 2017, registered Jan 26, 2017 (-298 days) · Other
- Balboa Wealth Partners, Inc. to Crown Capital Securities, L.P.left Nov 20, 2017, registered Nov 17, 2017 (-3 days) · Other
- Centaurus Financial, Inc. to Integrity Brokerage, LLCleft Oct 22, 2015, registered Jan 24, 2017 (460 days) · Other
- Equinox Securities, Inc. to Centaurus Financial, Inc.left May 27, 2014, registered Aug 10, 2015 (440 days) · Other
- Mcnally Financial Services Corporation to Equinox Securities, Inc.left Feb 28, 2011, registered Jun 7, 2011 (99 days) · Other
- Ameriprise Financial Services, LLC to Mcnally Financial Services Corporationleft Jun 8, 2009, registered Nov 9, 2009 (154 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- Brett Jerome Saddler left The Ameriflex Group for Independent Financial Group, Llc (registered 2024-09-30)Sep 13, 2024 · Advisor changed firm · fact
- Brett Jerome Saddler left Crown Capital Securities, L.P. for The Ameriflex Group (registered 2024-06-28)May 7, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address