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RIA / WealthAdvisorCertified Financial Planner27 years in industry

JAMES LEE WISDOM

Advisor at ADVISOR SHARE WEALTH MANAGEMENT, LLC

VANCOUVER, WA | Westlake Village, CA

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Search this name across graphsid dfx:ria:c89865de-a5c6-84cc-c560-ed31b8b86040

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVISOR SHARE WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jan 6, 1999
First registration: Jan 30, 2008
Dual registered: no
Other names: JIM WISDOM|JAMES L WISDOM
IAPD individual key: 2258388

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISOR SHARE WEALTH MANAGEMENT, LLC	Independent wealth	Dec 22, 2025	n/a	yes	Westlake Village, CA\|VANCOUVER, WA	Current employment
HARVEST INVESTMENT SERVICES, LLC	Independent wealth	Mar 17, 2015	Dec 23, 2024	no	WESTLAKE VILLAGE, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jun 4, 2008	Jul 14, 2011	no	WESTLAKE VILLAGE, CA\|SHERMAN OAKS, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 30, 2008	Apr 1, 2008	no	NEWBURY PARK, CA\|CEDAR RAPIDS, IA\|NEWBURY PARK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARVEST INVESTMENT SERVICES, LLC	ADVISOR SHARE WEALTH MANAGEMENT, LLC	Dec 23, 2024	Dec 22, 2025	364	Firm change	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	HARVEST INVESTMENT SERVICES, LLC	Jul 14, 2011	Mar 17, 2015	1,342	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Apr 1, 2008	Jun 4, 2008	64	Firm change	Other

Relationships

Registered with (4)

→ ADVISOR SHARE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 22, 2025 to presentfactForm ADV
→ HARVEST INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Mar 17, 2015 to Dec 23, 2024factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jun 4, 2008 to Jul 14, 2011factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 30, 2008 to Apr 1, 2008factForm ADV

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
James Lee Wisdom left Harvest Investment Services, Llc for Advisor Share Wealth Management, Llc (registered 2025-12-22)
Form ADVobserved 4 days ago