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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

TREVOR SCOTT SMITH

Advisor at LPL FINANCIAL LLC

CLEVELAND, TN

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Search this name across graphsid dfx:ria:c8aaf4ce-a3d3-cf34-3305-e7026fcc2362

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Feb 2, 2001
First registration: Feb 20, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4316640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2025	n/a	yes	CLEVELAND, TN	Current employment
FIRST TENNESSEE ADVISORY SERVICES, INC.	Former SEC adviser	Jan 22, 2010	Oct 10, 2013	no	MEMPHIS, TN	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Aug 8, 2005	Aug 21, 2025	no	CLEVELAND, TN\|CHATTANOOGA, TN\|CLEVELAND, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN\|CHATTANOOGA, TN	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	May 5, 2004	Jul 19, 2005	no	CHATTANOOGA, TN	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Feb 20, 2004	May 3, 2004	no	CHATTANOOGA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HORIZON ADVISORS, INC	FIRST TENNESSEE ADVISORY SERVICES, INC.	Aug 21, 2025	Jan 22, 2010	-5,690	Firm change after gap	Other
FIRST TENNESSEE ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Oct 10, 2013	Aug 21, 2025	4,333	Bulk transfer	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	FIRST HORIZON ADVISORS, INC	Jul 19, 2005	Aug 8, 2005	20	Firm change	Other
FSC SECURITIES CORPORATION	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	May 3, 2004	May 5, 2004	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17117:143830:TN:2025-08-21	Aug 21, 2025	Jan 22, 2010	CHATTANOOGA, TN	Firm change after gap

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Aug 8, 2005 to Aug 21, 2025factForm ADV
→ FIRST TENNESSEE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 22, 2010 to Oct 10, 2013factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
May 5, 2004 to Jul 19, 2005factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 20, 2004 to May 3, 2004factForm ADV

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
Trevor Scott Smith left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2010-01-22)
Form ADVobserved 4 days ago