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Advisor at API FINANCIAL ADVISORS, LLC
LAKE MARY, FL | ROCKLEDGE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| API FINANCIAL ADVISORS, LLC | Independent wealth | Mar 5, 2026 | n/a | yes | ROCKLEDGE, FL|LAKE MARY, FL | Current employment |
| API FINANCIAL ADVISORS, LLC | Independent wealth | Apr 14, 2020 | Dec 31, 2025 | no | ROCKLEDGE, FL|Lake Mary, FL | Previous registration |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Dec 19, 2014 | Mar 9, 2020 | no | LAKE MARY, FL|LAKE MARY, FL|HEATHROW, FL|FT. LAUDERDALE, FL|Sanford, FL|Lake Mary, FL | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jun 6, 2012 | Dec 23, 2014 | no | LAKE MARY, FL|ORLANDO, FL | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Oct 9, 2007 | Jul 2, 2012 | no | SAN DIEGO, CA|LAKE MARY, FL|LAKE MARY, FL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Mar 29, 2006 | Oct 17, 2007 | no | ORLANDO, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 19, 2002 | Dec 16, 2005 | no | OVIEDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | API FINANCIAL ADVISORS, LLC | Mar 9, 2020 | Apr 14, 2020 | 36 | Firm change | Ibd to new firm |
| FIRST ALLIED ADVISORY SERVICES, INC. | KOVACK ADVISORS, INC. | Dec 23, 2014 | Dec 19, 2014 | -4 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jun 6, 2012 | -26 | Bulk transfer | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | FIRST ALLIED SECURITIES, INC. | Oct 17, 2007 | Oct 9, 2007 | -8 | Firm change | Other |
| WELLS FARGO ADVISORS | AMERIPRISE ADVISOR SERVICES, INC. | Dec 16, 2005 | Mar 29, 2006 | 103 | Firm change | Other |