RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R•••••• S•••••••
- A•• F•••••••• A•••••••• L•• independent RIA currentsince Mar 5, 2026 · Rockledge, Fl
- A•• F•••••••• A•••••••• L•• independent RIAApr 14, 2020 to Dec 31, 2025 · Rockledge, Fl
- K••••• A•••••••• I••• BD affiliatedDec 19, 2014 to Mar 9, 2020 · Lake Mary, Fl
- F•••• A••••• A••••••• S•••••••• I••• formerJun 6, 2012 to Dec 23, 2014 · Lake Mary, Fl
- F•••• A••••• S••••••••• I••• formerOct 9, 2007 to Jul 2, 2012 · San Diego, Ca
- A••••••••• A•••••• S•••••••• I••• unclassifiedMar 29, 2006 to Oct 17, 2007 · Orlando, Fl
- W•••• F•••• A••••••• wirehouseFeb 19, 2002 to Dec 16, 2005 · Oviedo, Fl
- K••••• A•••••••• I••• to A•• F•••••••• A•••••••• L••left Mar 9, 2020, registered Apr 14, 2020 (36 days) · Affiliated broker-dealer or bank to a newly registered adviser
- F•••• A••••• A••••••• S•••••••• I••• to K••••• A•••••••• I•••left Dec 23, 2014, registered Dec 19, 2014 (-4 days) · Other
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jun 6, 2012 (-26 days) · corporate re-registration, not a move
- A••••••••• A•••••• S•••••••• I••• to F•••• A••••• S••••••••• I•••left Oct 17, 2007, registered Oct 9, 2007 (-8 days) · Other
- W•••• F•••• A••••••• to A••••••••• A•••••• S•••••••• I•••left Dec 16, 2005, registered Mar 29, 2006 (103 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address