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Advisor at CAPITAL ANALYSTS
Canton, GA | Carmel, IN | CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | Institutional manager | Jun 1, 2021 | n/a | yes | CARMEL, IN | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Aug 17, 2017 | n/a | yes | Carmel, IN | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Aug 17, 2017 | n/a | yes | Canton, GA|Carmel, IN | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2008 | Aug 22, 2017 | no | INDIANAPOLIS, IN | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Aug 3, 2001 | Oct 31, 2008 | no | FISHERS, IN|HOUSTON, TX|FISHERS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | LINCOLN INVESTMENT | Aug 22, 2017 | Aug 17, 2017 | -5 | Firm change | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | SAGEPOINT FINANCIAL, INC. | Oct 31, 2008 | Oct 31, 2008 | 0 | Bulk transfer | Other |