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RIA / WealthAdvisor39 years in industry

MICHAEL FRANCIS PULTRO

Advisor at MARIDEA WEALTH MANAGEMENT

NEW BRITAIN, PA | BROOKLYN, NY

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Search this name across graphsid dfx:ria:c8d52a1f-7099-79ca-a4c0-d3a6d0afffb9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 22, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARIDEA WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 28, 1987
First registration: Sep 22, 1997
Dual registered: no
IAPD individual key: 1718425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARIDEA WEALTH MANAGEMENT	Independent wealth	Aug 17, 2026	n/a	yes	NEW BRITAIN, PA\|BROOKLYN, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Aug 28, 2026	no	NEW BRITAIN, PA	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Mar 17, 2008	Sep 8, 2009	no	NEW BRITIAN, PA\|WEST PALM BEACH, FL\|NEW BRITIAN, PA\|BOSTON, MA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 3, 2007	Mar 20, 2008	no	CHESTERFIELD, MO\|NEW BRITAIN, PA	Previous registration
FFP ADVISORY SERVICES INC	n/a	Sep 22, 1997	Jan 3, 2007	no	NEW BRITAIN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MARIDEA WEALTH MANAGEMENT	Aug 28, 2026	Aug 17, 2026	-11	Firm change	Ibd to RIA
MUTUAL SERVICE CORPORATION	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other
FIRST ALLIED ADVISORY SERVICES, INC.	MUTUAL SERVICE CORPORATION	Mar 20, 2008	Mar 17, 2008	-3	Firm change	Other
FFP ADVISORY SERVICES INC	FIRST ALLIED ADVISORY SERVICES, INC.	Jan 3, 2007	Jan 3, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:325523:PA:2026-08-28	Aug 28, 2026	Aug 17, 2026	NEW BRITAIN, PA	Firm change

Relationships

Registered with (5)

→ MARIDEA WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Aug 28, 2026factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Mar 17, 2008 to Sep 8, 2009factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Mar 20, 2008factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 22, 1997 to Jan 3, 2007factForm ADV

Dated events

Occurred
Aug 28, 2026
Advisor changed firm
Michael Francis Pultro left Lpl Financial Llc for Maridea Wealth Management (registered 2026-08-17)
Form ADVobserved 6 days ago