DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Francis Pultro

Maridea Wealth Managementindependent RIANew Britain, Pa IA-onlyIAPD 1718425

Feed of 09/15/2026

At current firm

0 y

since Aug 17, 2026

In the industry

39 y

since Aug 28, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Investment Advisorreportedmarideawealth.comfirm site, Sep 15, 2026
Years, as the firm states: 40reportedmarideawealth.com“Michael is a Senior Investment Advisor at Maridea Wealth Management with more than 40 years of experience in financial planning.”
Professional profile: marideawealth.com/team_member/michael-pultroreportedmarideawealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Maridea Wealth Management independent RIA current
since Aug 17, 2026 · New Britain, Pa
LPL Financial LLC BD affiliated
Sep 8, 2009 to Aug 28, 2026 · New Britain, Pa
Mutual Service Corporation unclassified
Mar 17, 2008 to Sep 8, 2009 · New Britian, Pa
First Allied Advisory Services, Inc. former
Jan 3, 2007 to Mar 20, 2008 · Chesterfield, Mo
Ffp Advisory Services Inc unclassified
Sep 22, 1997 to Jan 3, 2007 · New Britain, Pa

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Maridea Wealth Management
left Aug 28, 2026, registered Aug 17, 2026 (-11 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Mutual Service Corporation to LPL Financial LLC
left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
First Allied Advisory Services, Inc. to Mutual Service Corporation
left Mar 20, 2008, registered Mar 17, 2008 (-3 days) · Other
Ffp Advisory Services Inc to First Allied Advisory Services, Inc.
left Jan 3, 2007, registered Jan 3, 2007 (0 days) · corporate re-registration, not a move

Signals

Michael Francis Pultro left Lpl Financial Llc for Maridea Wealth Management (registered 2026-08-17)
Aug 28, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address