DFX Intelligence

J••• G••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

J••• G••• E••••

Advisor at H••••• C•••••• M••••••••• I•••

Westchester, NY

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Search this name across graphsid dfx:ria:c8d716c5-fde6-3414-7b24-c7b33723e651

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• C•••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• C•••••• M••••••••• I•••	State registered	Jan 4, 2022	n/a	yes	Westchester, NY	Current employment
R• F• L••••••• • C••• I•••	Bd affiliated wealth	Apr 7, 2009	Mar 2, 2016	no	NEW YORK, NY\|NEW YORK, NY\|IRVINGTON, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R• F• L••••••• • C••• I•••	H••••• C•••••• M••••••••• I•••	Mar 2, 2016	Jan 4, 2022	2,134	Firm change after gap	Other
G••••• S•••• I••••••••• A••••••• S•••••••• L••	R• F• L••••••• • C••• I•••	Apr 16, 2009	Apr 7, 2009

Relationships

Registered with (3)

→ H••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ R• F• L••••••• • C••• I•••Registered adviserregistration: previous registration
Apr 7, 2009 to Mar 2, 2016factForm ADV
→ G••••• S•••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 17, 2007 to Apr 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8d716c5-fde6-3414-7b24-c7b33723e651
First observed: Sep 17, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.