DFX Intelligence

T••••• J••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T••••• J••••• M•••••

Advisor at C••• P•••••• W••••• A•••••••• I•••

New York, NY

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 29, 2024	n/a	yes	New York, NY	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jul 3, 2023	Oct 23, 2024	no	NEW YORK, NY\|Blue Bell, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	C••• P•••••• W••••• A•••••••• I•••	Oct 23, 2024	Aug 29, 2024	-55	Firm change after gap	Ibd to ibd
O•••• P•••••••• S••••••••• L••	P••• A••••• S••••••••• L••	May 16, 2023	Jul 3, 2023

Relationships

Registered with (5)

→ C••• P•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 29, 2024 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 3, 2023 to Oct 23, 2024factForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2023 to May 16, 2023factForm ADV
→ O•••• P•••••••• S••••••••• L••

Dated events

Order

Occurred
23 Oct 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
16 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 13, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.