DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J••••• M•••••

C••• P•••••• W••••• A•••••••• I•••BD affiliatedNew York, Nydual registrantIAPD 5887705

Feed of 09/14/2026

Also filed as Tom Mcneil

At current firm

2 y

since Aug 29, 2024

In the industry

15 y

since Apr 18, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• P•••••• W••••• A•••••••• I••• BD affiliated current
since Aug 29, 2024 · New York, Ny
P••• A••••• S••••••••• L•• BD affiliated
Jul 3, 2023 to Oct 23, 2024 · New York, Ny
O•••• P•••••••• S••••••••• L•• BD affiliated
Jan 17, 2023 to May 16, 2023 · Berwyn, Pa
O•••• P•••••••• S••••••••• L•• former
Jan 13, 2022 to Jan 6, 2023 · Berwyn, Pa
O•••• P•••••••• S••••••••• L•• BD affiliated
Oct 19, 2020 to Dec 31, 2021 · Omaha, Ne
B•••••• C•••••• I•• former
Oct 13, 2011 to Oct 16, 2020 · Berwyn, Pa

Moves

a registration end followed by a registration begin elsewhere

P••• A••••• S••••••••• L•• to C••• P•••••• W••••• A•••••••• I•••
left Oct 23, 2024, registered Aug 29, 2024 (-55 days) · Affiliated broker-dealer or bank to another
O•••• P•••••••• S••••••••• L•• to P••• A••••• S••••••••• L••
left May 16, 2023, registered Jul 3, 2023 (48 days) · Affiliated broker-dealer or bank to another
O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••
left Jan 6, 2023, registered Jan 17, 2023 (11 days) · corporate re-registration, not a move
O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••
left Dec 31, 2021, registered Jan 13, 2022 (13 days) · corporate re-registration, not a move
B•••••• C•••••• I•• to O•••• P•••••••• S••••••••• L••
left Oct 16, 2020, registered Oct 19, 2020 (3 days) · corporate re-registration, not a move

Signals

T••••• J••••• M••••• left P••• A••••• S••••••••• L•• for C••• P•••••• W••••• A•••••••• I••• (registered 2024-08-29)
Oct 23, 2024 · Advisor changed firm · fact
T••••• J••••• M••••• left O•••• P•••••••• S••••••••• L•• for P••• A••••• S••••••••• L•• (registered 2023-07-03)
May 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address