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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JOSEPH A. GASS

Advisor at PRIVATE ADVISOR GROUP, LLC

Windsor, CA | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:c8fce5f8-e29f-05ee-db44-ffce8d7b7613

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 12, 2003
First registration: Mar 30, 2004
Dual registered: yes, broker-dealer
Other names: JOSEPH AARON GASS|JOE GASS|JOSEPH AARON GASS
IAPD individual key: 2758784

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jun 26, 2026	n/a	yes	Windsor, CA\|MORRISTOWN, NJ	Current employment
MARINER ADVISOR NETWORK	Bd affiliated wealth	Jul 7, 2016	Jun 26, 2026	no	Windsor, CA	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	May 12, 2016	Jul 6, 2016	no	Windsor, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jul 18, 2007	May 13, 2016	no	DENVER, CO\|BOARDMAN, OH\|GREENWOOD VILLAGE, CO\|WINDSOR, CA	Previous registration
LEGACY ADVISORY SERVICES, INC.	n/a	Mar 30, 2004	Jul 18, 2007	no	WINDSOR, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER ADVISOR NETWORK	PRIVATE ADVISOR GROUP, LLC	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
STRATEGIC WEALTH ADVISORS GROUP	MARINER ADVISOR NETWORK	Jul 6, 2016	Jul 7, 2016	1	Bulk transfer	Other
CETERA ADVISORS LLC	STRATEGIC WEALTH ADVISORS GROUP	May 13, 2016	May 12, 2016	-1	Firm change	Other
LEGACY ADVISORY SERVICES, INC.	CETERA ADVISORS LLC	Jul 18, 2007	Jul 18, 2007	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10299:140977:CA:2016-05-13	May 13, 2016	May 12, 2016	WINDSOR, CA	Firm change

Relationships

Registered with (5)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Jul 7, 2016 to Jun 26, 2026factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
May 12, 2016 to Jul 6, 2016factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jul 18, 2007 to May 13, 2016factForm ADV
→ LEGACY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 30, 2004 to Jul 18, 2007factForm ADV

Dated events

No dated event names this entity yet.