RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A• G•••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Windsor, Ca
- M•••••• A•••••• N•••••• BD affiliatedJul 7, 2016 to Jun 26, 2026 · Windsor, Ca
- S•••••••• W••••• A••••••• G•••• formerMay 12, 2016 to Jul 6, 2016 · Windsor, Ca
- C••••• A••••••• L•• formerJul 18, 2007 to May 13, 2016 · Denver, Co
- L••••• A••••••• S•••••••• I••• unclassifiedMar 30, 2004 to Jul 18, 2007 · Windsor, Ca
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- S•••••••• W••••• A••••••• G•••• to M•••••• A•••••• N••••••left Jul 6, 2016, registered Jul 7, 2016 (1 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to S•••••••• W••••• A••••••• G••••left May 13, 2016, registered May 12, 2016 (-1 days) · Other · moved with a team
- L••••• A••••••• S•••••••• I••• to C••••• A••••••• L••left Jul 18, 2007, registered Jul 18, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address