DFX Intelligence

S•••••• J•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

S•••••• J•••• S••••

Advisor at O• I••••••••• M••••••••• C•

Pendleton, IN

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Search this name across graphsid dfx:ria:c90093b5-0341-0090-ff8e-b689baad1d56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Jun 16, 2021	n/a	yes	Pendleton, IN	Current employment
C•••••• A•••••••	Bd affiliated wealth	Jun 4, 2012	Sep 15, 2020	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	O• I••••••••• M••••••••• C•	Sep 15, 2020	Jun 16, 2021	274	Firm change	Ibd to ibd
L•••••• I•••••••••	C•••••• A•••••••	Sep 15, 2020	Jun 4, 2012

Relationships

Registered with (4)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Jun 16, 2021 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2012 to Sep 15, 2020factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jun 1, 2012 to Sep 15, 2020factForm ADV
→ C••••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c90093b5-0341-0090-ff8e-b689baad1d56
First observed: Jan 3, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.