J••••• L• S••••

Advisor at F•••• P••••••• W•••••• L••

Concord, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9127496-2413-ed24-4c59-d04c9620c16d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Sep 21, 2022	n/a	yes	Concord, NH	Current employment
I••••••••• F•••••••• A•••••••• L••	Independent wealth	Sep 2, 2019	Dec 20, 2022	no	FRANKLIN, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• A•••••••• L••	F•••• P••••••• W•••••• L••	Dec 20, 2022	Sep 21, 2022	-90	Firm change after gap	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	I••••••••• F•••••••• A•••••••• L••	Jul 22, 2019	Sep 2, 2019

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Sep 21, 2022 to presentfactForm ADV
→ I••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2019 to Dec 20, 2022factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2016 to Jul 22, 2019factForm ADV
→ T•• F•••••• F•••••••• G••••• I•••

Dated events

Occurred
Dec 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9127496-2413-ed24-4c59-d04c9620c16d
First observed: Jul 18, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.