DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jaimie L. Sousa
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Sep 21, 2022
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Sep 21, 2022 · Concord, Nh
- Independence Financial Advisors, LLC independent RIASep 2, 2019 to Dec 20, 2022 · Franklin, Nh
- Cambridge Investment Research Advisors, Inc. BD affiliatedOct 3, 2016 to Jul 22, 2019 · Laconia, Nh
- The Foundry Financial Group, Inc. independent RIAJul 18, 2014 to Jul 19, 2019 · Laconia, Nh
Moves
a registration end followed by a registration begin elsewhere
- Independence Financial Advisors, LLC to Focus Partners Wealth, LLCleft Dec 20, 2022, registered Sep 21, 2022 (-90 days) · RIA to RIA
- Cambridge Investment Research Advisors, Inc. to Independence Financial Advisors, LLCleft Jul 22, 2019, registered Sep 2, 2019 (42 days) · Affiliated broker-dealer or bank to independent RIA
- The Foundry Financial Group, Inc. to Cambridge Investment Research Advisors, Inc.left Jul 19, 2019, registered Oct 3, 2016 (-1019 days) · Other
Signals
- Jaimie L. Sousa left Independence Financial Advisors, Llc for Focus Partners Wealth, Llc (registered 2022-09-21)Dec 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address