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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

AUSTIN THOMAS CLARK

Advisor at TRUIST ADVISORY SERVICES, INC.

ATLANTA, GA

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Search this name across graphsid dfx:ria:c913ea26-3680-4314-d060-0e989bc30ff2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 25, 2015
First registration: Dec 22, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 6392347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Mar 11, 2026	n/a	yes	ATLANTA, GA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 8, 2022	Jan 11, 2026	no	Woodland Park, CO\|Minneapolis, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 26, 2018	Jul 30, 2021	no	SAVANNAH, GA\|RINCON, GA\|MILLEN, GA\|SYLVANIA, GA\|SAVANNAH, GA\|SAVANNAH, GA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	May 18, 2018	no	CHARLOTTE, NC\|SAVANNAH, GA\|DULUTH, GA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 22, 2017	Jan 2, 2018	no	CHARLOTTE, NC\|SAVANNAH, GA\|DULUTH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	TRUIST ADVISORY SERVICES, INC.	Jan 11, 2026	Mar 11, 2026	59	Firm change	Ibd to ibd
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 30, 2021	Mar 8, 2022	221	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	LPL FINANCIAL LLC	May 18, 2018	Oct 26, 2018	161	Firm change	Ibd to RIA
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other

Relationships

Registered with (5)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 8, 2022 to Jan 11, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 26, 2018 to Jul 30, 2021factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to May 18, 2018factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 22, 2017 to Jan 2, 2018factForm ADV

Dated events

Occurred
Jan 11, 2026
Advisor changed firm
Austin Thomas Clark left Ameriprise Financial Services, Llc for Truist Advisory Services, Inc. (registered 2026-03-11)
Form ADVobserved 6 days ago