RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• T••••• C••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Mar 11, 2026 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDMar 8, 2022 to Jan 11, 2026 · Woodland Park, Co
- L•• F•••••••• L•• BD affiliatedOct 26, 2018 to Jul 30, 2021 · Savannah, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to May 18, 2018 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerDec 22, 2017 to Jan 2, 2018 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• to T••••• A••••••• S•••••••• I•••left Jan 11, 2026, registered Mar 11, 2026 (59 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 30, 2021, registered Mar 8, 2022 (221 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to L•• F•••••••• L••left May 18, 2018, registered Oct 26, 2018 (161 days) · Affiliated broker-dealer or bank to independent RIA
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- A••••• T••••• C•••• left A••••••••• F•••••••• S•••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2026-03-11)Jan 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address