DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dgs Capital Management
Legal name Dgs Capital Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Apr 5, 2019 · 9 filings
SEC status approved since May 6, 2019
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.0B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2026
May 16, 2020$154M then
HNW client RAUM$936M as of Mar 30, 2026
May 16, 2020$114M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
May 16, 20204 then
Employees (5.A)12 as of Mar 30, 2026
May 16, 20206 then
Private funds: no history
RAUM +97% over the last fiscal year+59% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 394derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.3MderivedHNW RAUM over HNW clients
- Average account
- $923,823derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +97%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$936M89%
- Individuals$113M11%
- Pension and profit-sharing plans$3.1M0.3%
- Charitable organizations$1.9M0.2%
- Individual clients
- 246reported
- HNW clients
- 148reported
- Pension plan clients
- 2reported
- Charitable clients
- 4reported
- Accounts
- 1,141reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ashish SharmaChartered Financial Analyst | Jersey City, Nj | Apr 29, 2026 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Matthew James Gomoll to Cwm, LLCApr 21, 2020 · RIA to affiliated broker-dealer or bank
- Steven Mitchell Laska to Hodges Capital Management IncDec 31, 2019 · RIA to RIA
Joined, latest
- Steven Mitchell Laska from Visionquest Wealth Management, LLCApr 26, 2018 · Other
- Matthew James Gomoll from Visionquest Wealth Management, LLCNov 6, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ashish Sharma · Managing Principal And Chief Compliance Officercontrolsince 10/2015 · owns 75% or more
Related persons
Schedule D 7.A
- Dgs Capital Managementinvestment advisern
Advisers that list Dgs Capital Management as a related person
- 281191 n
Offices
Schedule D 1.F, the 25 largest
- Gurgaon, India3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $535,534,611 to $1,054,081,877 (+97.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +17.0% (1297 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 933 to 1,141Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 4 to 7Mar 31, 2025 to Mar 30, 2026
- Charity clients · unset to 4.0Mar 31, 2025 to Mar 30, 2026
- HNW clients · 133 to 148Mar 31, 2025 to Mar 30, 2026
- Individual clients · 214 to 246Mar 31, 2025 to Mar 30, 2026
- Pension plan clients · unset to 2.0Mar 31, 2025 to Mar 30, 2026
- Employees · 8 to 12Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $536M to $1.1BMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $463M to $936MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $70.3M to $113MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · unset to 3112781.0Mar 31, 2025 to Mar 30, 2026
- RAUM · $536M to $1.1BMar 31, 2025 to Mar 30, 2026
- Accounts · 667 to 933Mar 31, 2024 to Mar 31, 2025
- HNW clients · 112 to 133Mar 31, 2024 to Mar 31, 2025
- Individual clients · 173 to 214Mar 31, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $447M to $536MMar 31, 2024 to Mar 31, 2025
- HNW RAUM · $389M to $463MMar 31, 2024 to Mar 31, 2025
- Individual RAUM · $56.2M to $70.3MMar 31, 2024 to Mar 31, 2025
- RAUM · $447M to $536MMar 31, 2024 to Mar 31, 2025
- Accounts · 414 to 667Apr 6, 2023 to Mar 31, 2024
- HNW clients · 78 to 112Apr 6, 2023 to Mar 31, 2024
- Individual clients · 100 to 173Apr 6, 2023 to Mar 31, 2024
- Discretionary RAUM · $260M to $447MApr 6, 2023 to Mar 31, 2024
- HNW RAUM · $226M to $389MApr 6, 2023 to Mar 31, 2024
- Individual RAUM · $31.3M to $56.2MApr 6, 2023 to Mar 31, 2024
- Pension RAUM · 1204285.0 to unsetApr 6, 2023 to Mar 31, 2024
- RAUM · $260M to $447MApr 6, 2023 to Mar 31, 2024
- Accounts · 328 to 414Apr 1, 2022 to Apr 6, 2023
- HNW clients · 66 to 78Apr 1, 2022 to Apr 6, 2023
- Individual clients · 86 to 100Apr 1, 2022 to Apr 6, 2023
- Employees · 6 to 8Apr 1, 2022 to Apr 6, 2023
- HQ city · NEW YORK to JERSEY CITYApr 1, 2022 to Apr 6, 2023
- HQ state · NY to NJApr 1, 2022 to Apr 6, 2023
- Discretionary RAUM · $251M to $260MApr 1, 2022 to Apr 6, 2023
- HNW RAUM · $214M to $226MApr 1, 2022 to Apr 6, 2023
- Individual RAUM · $33.6M to $31.3MApr 1, 2022 to Apr 6, 2023
- Pension RAUM · $966,803 to $1.2MApr 1, 2022 to Apr 6, 2023
- RAUM · $251M to $260MApr 1, 2022 to Apr 6, 2023
- Accounts · 278 to 328Apr 2, 2021 to Apr 1, 2022
Signals
4 dated events
- Dgs Capital Management reported RAUM $1.1B, up 97% from $535.5M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Dgs Capital Management reported RAUM $446.7M, up 72% from $260.1M (2023-04-06 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- Dgs Capital Management reported RAUM $250.7M, up 94% from $129.3M (2021-04-02 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- Dgs Capital Management filed its initial SEC registration (Form ADV)Apr 5, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- DGS.CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-992-4370reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- DGS.CAPITAL/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026