DFX Intelligence

R•••••• J•• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R•••••• J•• J••••••••

Advisor at C•••••• A•••••••

Kuna, ID | SOUTHFIELD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c936ef0a-ba42-4227-a906-946767e27287

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Nov 10, 2016	n/a	yes	SOUTHFIELD, MI\|Kuna, ID	Current employment
S•••••••• F•••••••• P•••••••• L••	Independent wealth	Sep 5, 2013	Nov 22, 2016	no	KUNA, ID\|BEND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• P•••••••• L••	C•••••• A•••••••	Nov 22, 2016	Nov 10, 2016	-12	Firm change	Other
S••••• F•••••••• S•••••••• I•••	S•••••••• F•••••••• P•••••••• L••	Aug 7, 2013	Sep 5, 2013

Relationships

Registered with (6)

→ C•••••• A•••••••Registered adviserregistration: current employment
Nov 10, 2016 to presentfactForm ADV
→ S•••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 5, 2013 to Nov 22, 2016factForm ADV
→ S••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 21, 2012 to Aug 7, 2013factForm ADV
→ M•••••• S••• F••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c936ef0a-ba42-4227-a906-946767e27287
First observed: Dec 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.