DFX Intelligence

S•••• M•••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

S•••• M•••••• R•••••••••

Advisor at H•••••••• P••••••• P•••••••

DOWNERS GROVE, IL | Palatine, IL

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Search this name across graphsid dfx:ria:c9413fe1-298f-e154-0f09-8b3665d464bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Jun 4, 2024	n/a	yes	DOWNERS GROVE, IL\|Palatine, IL	Current employment
V•••••• F•••••••• P••••••• L••••••	Former SEC adviser	Feb 26, 2015	Jul 31, 2024	no	ARLINGTON HEIGHTS, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• F•••••••• P••••••• L••••••	H•••••••• P••••••• P•••••••	Jul 31, 2024	Jun 4, 2024	-57	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
123351:316636:IL:2024-07-31	Jul 31, 2024	Jun 4, 2024	ARLINGTON HEIGHTS, IL	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Jun 4, 2024 to presentfactForm ADV
→ V•••••• F•••••••• P••••••• L••••••Registered adviserregistration: previous registration
Feb 26, 2015 to Jul 31, 2024factForm ADV

Dated events

Occurred
Jul 31, 2024
Advisor changed firm
S•••• M•••••• R••••••••• left V•••••• F•••••••• P••••••• L•••••• for H•••••••• P••••••• P••••••• (registered 2024-06-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9413fe1-298f-e154-0f09-8b3665d464bc
First observed: Feb 26, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.