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Advisor at SOLITUDE WEALTH ADVISORS, LLC.
HOLLADAY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOLITUDE WEALTH ADVISORS, LLC. | State registered | Feb 13, 2015 | n/a | yes | HOLLADAY, UT | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Oct 5, 2010 | Jul 11, 2013 | no | SOUTH JORDAN, UT|SARASOTA, FL | Previous registration |
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Jul 31, 2007 | Aug 13, 2010 | no | OGDEN, UT|COTTONWOOD HEIGHTS, UT|OGDEN, UT|MURRAY, UT|MURRAY, UT|Urbandale, IA|COTTONWOOD HEIGHTS, UT | Previous registration |
| SOLITUDE WEALTH ADVISORS, LLC. | State registered | Dec 31, 2006 | Dec 31, 2014 | no | HOLLADAY, UT | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 25, 2006 | May 29, 2007 | no | COTTONWOOD HEIGHTS, UT|ST. PETERSBURG, FL|COTTONWOOD HEIGHTS, UT | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Mar 16, 2004 | Sep 8, 2006 | no | MIDVALE, UT|Cottonwood Heights, UT | Previous registration |
| FIRST WESTERN ADVISORS | Former SEC adviser | Jun 4, 2003 | Feb 17, 2004 | no | MIDVALE, UT | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 6, 2003 | May 22, 2003 | no | SALT LAKE CITY, UT | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | May 31, 2001 | Jan 8, 2003 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOLITUDE WEALTH ADVISORS, LLC. | INTEGRITY ALLIANCE, LLC | Dec 31, 2014 | Jul 31, 2007 | -2,710 | Firm change after gap | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | SOLITUDE WEALTH ADVISORS, LLC. | Jul 11, 2013 | Feb 13, 2015 | 582 | Firm change after gap | Other |
| INTEGRITY ALLIANCE, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Aug 13, 2010 | Oct 5, 2010 | 53 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SOLITUDE WEALTH ADVISORS, LLC. | May 29, 2007 | Dec 31, 2006 | -149 | Firm change after gap | Other |
| ONEAMERICA SECURITIES, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Sep 8, 2006 | Oct 25, 2006 | 47 | Firm change | Other |
| FIRST WESTERN ADVISORS | ONEAMERICA SECURITIES, INC. | Feb 17, 2004 | Mar 16, 2004 | 28 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | FIRST WESTERN ADVISORS | May 22, 2003 | Jun 4, 2003 | 13 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | MML INVESTORS SERVICES, LLC | Jan 8, 2003 | Feb 6, 2003 | 29 | Firm change | Other |