DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••• F••• I••••••••• M••••••••• C••••
Watertown, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• F••• I••••••••• M••••••••• C•••• | Asset manager | Jul 30, 2025 | n/a | yes | Watertown, NY | Current employment |
| C•••••• G•••• • C• I•• | Former SEC adviser | Nov 15, 2023 | Jul 25, 2025 | no | SYRACUSE, NY|SYRACUSE, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• G•••• • C• I•• | S•••• F••• I••••••••• M••••••••• C•••• | Jul 25, 2025 | Jul 30, 2025 | 5 | Firm change | Other |
| E•••• S••••••••• L•• | C•••••• G•••• • C• I•• | Nov 13, 2023 | Nov 15, 2023 |
| E•••• S••••••••• L•• | Bd affiliated wealth | Jan 5, 2023 | Nov 13, 2023 | no | DEWITT, NY | Previous registration |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Feb 19, 2021 | Nov 3, 2022 | no | BROOKLYN, OH|Syracuse, NY|Dewitt, NY|Syracuse, NY | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 17, 2019 | Feb 24, 2021 | no | ITHACA, NY|NEW YORK, NY | Previous registration |
| 2 |
| Firm change |
| Ibd to ibd |
| K•• I••••••••• S••••••• L•• | E•••• S••••••••• L•• | Nov 3, 2022 | Jan 5, 2023 | 63 | Firm change | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | K•• I••••••••• S••••••• L•• | Feb 24, 2021 | Feb 19, 2021 | -5 | Firm change | Wirehouse to ibd |