K•••• L• D••••

Advisor at T••••••••• R••••••••• A•••••••• L••

Juno Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9545cde-1212-61a9-358c-47eac9fee849

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Aug 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• R••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• R••••••••• A•••••••• L••	Bd affiliated wealth	Mar 19, 2026	n/a	yes	Juno Beach, FL	Current employment
E••••• J••••	National bd RIA	Sep 2, 2025	Feb 18, 2026	no	JUPITER, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T••••••••• R••••••••• A•••••••• L••	Feb 18, 2026	Mar 19, 2026	29	Firm change	Ibd to ibd
A••••••• F•••••••• A•••••••• L••	E••••• J••••	Jul 7, 2025	Sep 2, 2025

Relationships

Registered with (10)

→ T••••••••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 19, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 2, 2025 to Feb 18, 2026factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 15, 2013 to Jul 7, 2025factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Occurred
Feb 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9545cde-1212-61a9-358c-47eac9fee849
First observed: Aug 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.