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Advisor at MOSAIC WEALTH MANAGEMENT LLC
BLOOMINGTON, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOSAIC WEALTH MANAGEMENT LLC | Independent wealth | Apr 2, 2026 | n/a | yes | BLOOMINGTON, IN | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 3, 2020 | Apr 2, 2026 | no | BLOOMINGTON, IN | Previous registration |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Oct 6, 2016 | Nov 21, 2019 | no | GREENWOOD, IN|SANTA CLARA, CA | Previous registration |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Jul 10, 2015 | Dec 1, 2016 | no | GREENWOOD, IN|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Apr 8, 2015 | Sep 3, 2015 | no | GREENWOOD, IN|OVERLAND PARK, KS | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 30, 2010 | Sep 6, 2011 | no | INDIANAPOLIS, IN|Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | MOSAIC WEALTH MANAGEMENT LLC | Apr 2, 2026 | Apr 2, 2026 | 0 | Firm change | Ibd to new firm |
| EDELMAN FINANCIAL ENGINES | RAYMOND JAMES & ASSOCIATES, INC. | Nov 21, 2019 | Mar 3, 2020 | 103 | Firm change | RIA to ibd |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Dec 1, 2016 | Oct 6, 2016 | -56 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Sep 3, 2015 | Jul 10, 2015 | -55 | Channel change | Other |
| MORGAN STANLEY | THE MUTUAL FUND STORE | Sep 6, 2011 | Apr 8, 2015 | 1,310 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:340681:IN:2026-04-02 | Apr 2, 2026 | Apr 2, 2026 | BLOOMINGTON, IN | Firm change |
| 143152:109238:KS:2015-09-03 | Sep 3, 2015 | Jul 10, 2015 | OVERLAND PARK, KS | Firm change after gap |