RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• H••• M•••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 2, 2026 · Bloomington, In
- R•••••• J•••• • A••••••••• I••• national BDMar 3, 2020 to Apr 2, 2026 · Bloomington, In
- E•••••• F•••••••• E•••••• independent RIAOct 6, 2016 to Nov 21, 2019 · Greenwood, In
- F•••••••• E•••••• A•••••• C•••••• L•• formerJul 10, 2015 to Dec 1, 2016 · Greenwood, In
- T•• M••••• F••• S•••• formerApr 8, 2015 to Sep 3, 2015 · Greenwood, In
- M••••• S•••••• wirehouseApr 30, 2010 to Sep 6, 2011 · Indianapolis, In
- R•••••• J•••• • A••••••••• I••• to M••••• W••••• M••••••••• L••left Apr 2, 2026, registered Apr 2, 2026 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- E•••••• F•••••••• E•••••• to R•••••• J•••• • A••••••••• I•••left Nov 21, 2019, registered Mar 3, 2020 (103 days) · RIA to affiliated broker-dealer or bank
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Dec 1, 2016, registered Oct 6, 2016 (-56 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Sep 3, 2015, registered Jul 10, 2015 (-55 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to T•• M••••• F••• S••••left Sep 6, 2011, registered Apr 8, 2015 (1310 days) · Other
- C••••••••• H••• M••••• left R•••••• J•••• • A••••••••• I••• for M••••• W••••• M••••••••• L•• (registered 2026-04-02)Apr 2, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address