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P••••• L••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

P••••• L••••• B••••••

Advisor at G•••• V•••• A•••• M••••••••• L••

WINTER PARK, FL

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Search this name across graphsid dfx:ria:b4a11e08-4a72-1525-0db9-624caa00193d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V•••• A•••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V•••• A•••• M••••••••• L••	Former SEC adviser	Mar 16, 2021	n/a	yes	WINTER PARK, FL	Current employment
G• A• R••••• • C••••••	Bd affiliated wealth	Mar 11, 2013	Jan 4, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G• A• R••••• • C••••••	G•••• V•••• A•••• M••••••••• L••	Jan 4, 2021	Mar 16, 2021	71	Firm change	Ibd to RIA
G••••• F•••••••• P•••••• C••••••• I•••	G• A• R••••• • C••••••	Feb 15, 2013

Relationships

Registered with (3)

→ G•••• V•••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 16, 2021 to presentfactForm ADV
→ G• A• R••••• • C••••••Registered adviserregistration: previous registration
Mar 11, 2013 to Jan 4, 2021factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2012 to Feb 15, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b4a11e08-4a72-1525-0db9-624caa00193d
First observed: Mar 5, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.