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Reading the graph
Advisor at FROST INVESTMENT SERVICES
HOUSTON, TX | SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Jan 26, 2022 | n/a | yes | HOUSTON, TX|SAN ANTONIO, TX | Current employment |
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Jan 9, 2017 | Dec 31, 2021 | no | Houston, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 27, 2006 | Jul 11, 2008 | no | HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 26, 1984 | Jul 8, 2005 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FROST INVESTMENT SERVICES | Jul 11, 2008 | Jan 9, 2017 | 3,104 | Firm change after gap | Wirehouse to new firm |