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Advisor at THIRD SIGMA INVESTMENT ADVISORS LLC
Troy, MI | Clawson, MI | TROY, MI | WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THIRD SIGMA INVESTMENT ADVISORS LLC | Mixed wealth | Oct 30, 2024 | n/a | yes | Troy, MI|WILMINGTON, DE | Current employment |
| M1 CAPITAL MANAGEMENT LLC | Independent wealth | Feb 3, 2022 | n/a | yes | Clawson, MI|TROY, MI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Aug 27, 2024 | no | NOVI, MI | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 14, 2022 | Mar 21, 2024 | no | NOVI, MI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 4, 2021 | Jan 3, 2022 | no | Auburn Hills, MI | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 10, 2018 | Jan 7, 2021 | no | TROY, MI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 17, 2014 | Jul 18, 2018 | no | Birmingham, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | THIRD SIGMA INVESTMENT ADVISORS LLC | Aug 27, 2024 | Oct 30, 2024 | 64 | Firm change | Ibd to RIA |
| CETERA ADVISORS LLC | M1 CAPITAL MANAGEMENT LLC | Mar 21, 2024 | Feb 3, 2022 | -777 | Firm change after gap | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | CETERA ADVISORS LLC | Jan 3, 2022 | Jan 14, 2022 | 11 | Firm change | Ibd to ibd |
| OSAIC WEALTH, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 7, 2021 | Jan 4, 2021 | -3 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | OSAIC WEALTH, INC. | Jul 18, 2018 | Jul 10, 2018 | -8 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:151188:MI:2024-08-27 | Aug 27, 2024 | Oct 30, 2024 | NOVI, MI | Firm change |
| 10299:158269:MI:2024-03-21 | Mar 21, 2024 | Feb 3, 2022 | NOVI, MI | Firm change after gap |
| 23131:6363:MI:2021-01-07 | Jan 7, 2021 | Jan 4, 2021 | TROY, MI | Firm change |