DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Antonio Desano

Third Sigma Investment Advisors LLCmixed wealthTroy, Mi IA-onlyIAPD 5910283

Certified Financial Planner

Feed of 09/15/2026

Also filed as Antonio A Desano

At current firm

4 y

since Feb 3, 2022

In the industry

15 y

since May 17, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Third Sigma Investment Advisors LLC mixed wealth current
since Oct 30, 2024 · Troy, Mi
M1 Capital Management LLC independent RIA current
since Feb 3, 2022 · Clawson, Mi
Cetera Investment Advisers LLC BD affiliated
Mar 21, 2024 to Aug 27, 2024 · Novi, Mi
Cetera Advisors LLC former
Jan 14, 2022 to Mar 21, 2024 · Novi, Mi
Ameriprise Financial Services, LLC national BD
Jan 4, 2021 to Jan 3, 2022 · Auburn Hills, Mi
Osaic Wealth, Inc. BD affiliated
Jul 10, 2018 to Jan 7, 2021 · Troy, Mi
UBS Financial Services Inc. wirehouse
Jun 17, 2014 to Jul 18, 2018 · Birmingham, Mi

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Third Sigma Investment Advisors LLC
left Aug 27, 2024, registered Oct 30, 2024 (64 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Cetera Advisors LLC to M1 Capital Management LLC
left Mar 21, 2024, registered Feb 3, 2022 (-777 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Ameriprise Financial Services, LLC to Cetera Advisors LLC
left Jan 3, 2022, registered Jan 14, 2022 (11 days) · Affiliated broker-dealer or bank to another
Osaic Wealth, Inc. to Ameriprise Financial Services, LLC
left Jan 7, 2021, registered Jan 4, 2021 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
UBS Financial Services Inc. to Osaic Wealth, Inc.
left Jul 18, 2018, registered Jul 10, 2018 (-8 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Antonio Desano left Cetera Investment Advisers Llc for Third Sigma Investment Advisors Llc (registered 2024-10-30)
Aug 27, 2024 · Advisor changed firm · fact
Antonio Desano left Cetera Advisors Llc for M1 Capital Management Llc (registered 2022-02-03)
Mar 21, 2024 · Advisor changed firm · fact
Antonio Desano left Ameriprise Financial Services, Llc for Cetera Advisors Llc (registered 2022-01-14)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address