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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DARYL GREGORY REGENAUER

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Louisville, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 27, 2007
First registration: Jul 3, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 2475061

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 4, 2019	n/a	yes	Louisville, KY	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Apr 9, 2018	Oct 10, 2019	no	Louisville, KY\|MILTON, GA\|LOUISVILLE, KY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 7, 2011	Apr 11, 2018	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
HATTERAS INVESTMENT PARTNERS LLC	Former SEC adviser	Jan 28, 2010	Aug 25, 2011	no	RALEIGH, NC	Previous registration
GLOBAL WEALTH ADVANTAGE, LLC	n/a	Jul 3, 2007	Dec 31, 2009	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 10, 2019	Oct 4, 2019	-6	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	FSC SECURITIES CORPORATION	Apr 11, 2018	Apr 9, 2018	-2	Firm change	Wirehouse to ibd
HATTERAS INVESTMENT PARTNERS LLC	WELLS FARGO ADVISORS	Aug 25, 2011	Oct 7, 2011	43	Firm change	Other
GLOBAL WEALTH ADVANTAGE, LLC	HATTERAS INVESTMENT PARTNERS LLC	Dec 31, 2009	Jan 28, 2010	28	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 4, 2019 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 9, 2018 to Oct 10, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 7, 2011 to Apr 11, 2018factForm ADV
→ HATTERAS INVESTMENT PARTNERS LLCRegistered adviserregistration: previous registration
Jan 28, 2010 to Aug 25, 2011factForm ADV
→ GLOBAL WEALTH ADVANTAGE, LLCRegistered adviserregistration: previous registration
Jul 3, 2007 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.