DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••• W••••• M•••••••••
TIMONIUM, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••• W••••• M••••••••• | Independent wealth | Sep 30, 2015 | n/a | yes | TIMONIUM, MD | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Apr 16, 2009 | Sep 30, 2015 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• C••••••• L•• | F•• S••••••••• C••••••••• | Jan 12, 2016 | Feb 27, 2009 | -2,510 | Firm change after gap | Other |
| C••••••••• F•••••••• N•••••• | W••••••• W••••• M••••••••• | Sep 30, 2015 | Sep 30, 2015 |
| F•• S••••••••• C••••••••• | Former SEC adviser | Feb 27, 2009 | Apr 20, 2009 | no | TOWSON, MD | Previous registration |
| F•••••••• C••••••• L•• | Independent wealth | Aug 20, 2008 | Jan 12, 2016 | no | TOWSON, MD | Previous registration |
| A•••••••• C•••••• C••••••••• | n/a | May 23, 2003 | Feb 27, 2009 | no | TOWSON, MD|TOWSON, MD | Previous registration |
| 0 |
| Firm change |
| Other |
| F•• S••••••••• C••••••••• | C••••••••• F•••••••• N•••••• | Apr 20, 2009 | Apr 16, 2009 | -4 | Firm change | Other |
| A•••••••• C•••••• C••••••••• | F•••••••• C••••••• L•• | Feb 27, 2009 | Aug 20, 2008 | -191 | Firm change after gap | Other |