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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

James Penn Van Putten Vink

Advisor at LPL FINANCIAL LLC

WELLINGTON, FL

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Search this name across graphsid dfx:ria:c9c8bfba-740b-ba8a-384f-9528bb8a4fe0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 28, 1998
First registration: Sep 13, 2000
Dual registered: yes, broker-dealer
Other names: JIM VANPUTTENVINK|JAMES PENN VANPUTTENVINK|JAMES VAN PUTTEN VINK
IAPD individual key: 3107572

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 5, 2025	n/a	yes	WELLINGTON, FL	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 2, 2025	no	ROCKVILLE, MD\|Wellington, FL\|ROCKVILLE, MD\|Wellington, FL	Previous registration
H. BECK, INC.	Former SEC adviser	Oct 29, 2018	Apr 1, 2021	no	Wellington, FL\|ROCKVILLE, MD	Previous registration
WADDELL & REED	Former SEC adviser	Feb 2, 2012	Oct 30, 2018	no	CHARLEROI, PA\|WELLINGTON, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 22, 2008	Feb 3, 2012	no	AVENTURA, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jul 31, 2007	Dec 5, 2008	no	PALM BEACH GARDENS, FL	Previous registration
RYAN BECK & CO.	n/a	Jan 10, 2003	Jul 31, 2007	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Sep 13, 2000	Jan 10, 2003	no	NORTH PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 2, 2025	May 5, 2025	3	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
WADDELL & REED	H. BECK, INC.	Oct 30, 2018	Oct 29, 2018	-1	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	WADDELL & REED	Feb 3, 2012	Feb 2, 2012	-1	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 5, 2008	Dec 22, 2008	17	Firm change	Ibd to ibd
RYAN BECK & CO.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jul 31, 2007	Jul 31, 2007	0	Bulk transfer	Other
PRUDENTIAL EQUITY GROUP, LLC	RYAN BECK & CO.	Jan 10, 2003	Jan 10, 2003	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:1763:FL:2018-10-30	Oct 30, 2018	Oct 29, 2018	WELLINGTON, FL	Firm change

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 2, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Oct 29, 2018 to Apr 1, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 2, 2012 to Oct 30, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 22, 2008 to Feb 3, 2012factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jul 31, 2007 to Dec 5, 2008factForm ADV
→ RYAN BECK & CO.Registered adviserregistration: previous registration
Jan 10, 2003 to Jul 31, 2007factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Sep 13, 2000 to Jan 10, 2003factForm ADV

Dated events

No dated event names this entity yet.