DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Penn Van Putten Vink

LPL Financial LLCBD affiliatedWellington, Fldual registrantIAPD 3107572

Feed of 09/14/2026

Also filed as Jim Vanputtenvink

At current firm

1 y

since May 5, 2025

In the industry

27 y

since Oct 28, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 5, 2025 · Wellington, Fl
Grove Point Advisors, LLC former
Apr 1, 2021 to May 2, 2025 · Rockville, Md
H. Beck, Inc. former
Oct 29, 2018 to Apr 1, 2021 · Wellington, Fl
Waddell & Reed former
Feb 2, 2012 to Oct 30, 2018 · Charleroi, Pa
Ameriprise Financial Services, LLC national BD
Dec 22, 2008 to Feb 3, 2012 · Aventura, Fl
Stifel, Nicolaus & Company, Incorporated national BD
Jul 31, 2007 to Dec 5, 2008 · Palm Beach Gardens, Fl
Ryan Beck & Co. unclassified
Jan 10, 2003 to Jul 31, 2007 · Palm Beach Gardens, Fl
Prudential Equity Group, LLC unclassified
Sep 13, 2000 to Jan 10, 2003 · North Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to LPL Financial LLC
left May 2, 2025, registered May 5, 2025 (3 days) · corporate re-registration, not a move
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Waddell & Reed to H. Beck, Inc.
left Oct 30, 2018, registered Oct 29, 2018 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Ameriprise Financial Services, LLC to Waddell & Reed
left Feb 3, 2012, registered Feb 2, 2012 (-1 days) · Other
Stifel, Nicolaus & Company, Incorporated to Ameriprise Financial Services, LLC
left Dec 5, 2008, registered Dec 22, 2008 (17 days) · Affiliated broker-dealer or bank to another
Ryan Beck & Co. to Stifel, Nicolaus & Company, Incorporated
left Jul 31, 2007, registered Jul 31, 2007 (0 days) · corporate re-registration, not a move
Prudential Equity Group, LLC to Ryan Beck & Co.
left Jan 10, 2003, registered Jan 10, 2003 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address