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Advisor at TREND TRADE PRO, LLC
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TREND TRADE PRO, LLC | Mixed wealth | Jan 1, 2026 | n/a | yes | PASADENA, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | May 5, 2015 | Nov 2, 2023 | no | La Canada, CA|PASADENA, CA|Pasadena, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 19, 2014 | May 15, 2015 | no | PASADENA, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Dec 19, 2014 | no | ARCADIA, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Apr 7, 2010 | Oct 1, 2012 | no | ARCADIA, CA|SOUTH PASADENA, CA|SOUTH PASADENA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 29, 2005 | Feb 13, 2008 | no | PASADENA, CA|PASADENA, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 3, 2002 | Sep 28, 2004 | no | CITY OF INDUSTRY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | TREND TRADE PRO, LLC | Nov 2, 2023 | Jan 1, 2026 | 791 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | WESTERN INTERNATIONAL SECURITIES | May 15, 2015 | May 5, 2015 | -10 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Dec 19, 2014 | Dec 19, 2014 | 0 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Feb 13, 2008 | Apr 7, 2010 | 784 | Firm change after gap | Other |
| CHARLES SCHWAB & CO., INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 28, 2004 | Apr 29, 2005 | 213 | Firm change | Ibd to wirehouse |