DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•• H••••••• M•••

T•••• T•••• P••• L••mixed wealthPasadena, CaIA-onlyIAPD 4542381

Feed of 09/14/2026

Also filed as H••••••• M. Tsang

At current firm

0 y

since Jan 1, 2026

In the industry

23 y

since Oct 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••• T•••• P••• L•• mixed wealth current
since Jan 1, 2026 · Pasadena, Ca
W•••••• I••••••••• S••••••••• former
May 5, 2015 to Nov 2, 2023 · La Canada, Ca
W•••• F•••• A••••••• wirehouse
Dec 19, 2014 to May 15, 2015 · Pasadena, Ca
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Dec 19, 2014 · Arcadia, Ca
C•••• I••••••••• S••••••• C•••• former
Apr 7, 2010 to Oct 1, 2012 · Arcadia, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 29, 2005 to Feb 13, 2008 · Pasadena, Ca
C•••••• S••••• • C••• I••• national BD
Oct 3, 2002 to Sep 28, 2004 · City Of Industry, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••••• I••••••••• S••••••••• to T•••• T•••• P••• L••
left Nov 2, 2023, registered Jan 1, 2026 (791 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to W•••••• I••••••••• S•••••••••
left May 15, 2015, registered May 5, 2015 (-10 days) · Other
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Dec 19, 2014, registered Dec 19, 2014 (0 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Feb 13, 2008, registered Apr 7, 2010 (784 days) · Other
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 28, 2004, registered Apr 29, 2005 (213 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M•• H••••••• M••• left W•••••• I••••••••• S••••••••• for T•••• T•••• P••• L•• (registered 2026-01-01)
Nov 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address