This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 29, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S63

First exam

Apr 29, 1994

First registration

Jan 1, 1999

Dual registered

yes, broker-dealer

Other names

PAUL DANIEL FRANCO

IAPD individual key

2454369

• Occurred

  Jan 22, 2024
  Advisor changed firm

  Paul Daniel Franco left Ameriprise Financial Services, Llc for Osaic Advisory Services, Llc (registered 2024-01-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c9fd45fc-fb35-3746-ebbb-73ee93efa865

First observed

Jan 1, 1999

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.