DFX Intelligence

N•••••• M•••••• A•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

N•••••• M•••••• A•••••• B•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | WASHINGTON, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca021857-7af2-6fe7-1d05-356c536a36a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 2, 2026	n/a	yes	PLYMOUTH, MN\|WASHINGTON, MO	Current employment
T•• A•••••••• L••	Independent wealth	Aug 18, 2022	Mar 25, 2026	no	Beaufort, MO\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Mar 25, 2026	Mar 2, 2026	-23	Firm change	RIA to ibd
A••••••• A••••••• S•••••••• L••	T•• A•••••••• L••	Jun 30, 2023	Aug 18, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
321870:116407:KS:2026-03-25	Mar 25, 2026	Mar 2, 2026	OVERLAND PARK, KS	Firm change

Relationships

Registered with (4)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ T•• A•••••••• L••Registered adviserregistration: previous registration
Aug 18, 2022 to Mar 25, 2026factForm ADV
→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Jun 30, 2023factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca021857-7af2-6fe7-1d05-356c536a36a5
First observed: Jan 3, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.