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Advisor at NATIONS FINANCIAL GROUP, INC.
CEDAR RAPIDS, IA | Antioch, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONS FINANCIAL GROUP, INC. | Independent wealth | Nov 7, 2025 | n/a | yes | CEDAR RAPIDS, IA|Antioch, TN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 23, 2011 | Nov 18, 2025 | no | ANTIOCH, TN|Antioch, TN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Sep 26, 2011 | no | DEERFIELD, IL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jul 27, 2007 | Oct 5, 2009 | no | NORTHBROOK, IL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 2, 2001 | Aug 2, 2007 | no | LAKE FOREST, IL|LAKE FOREST, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NATIONS FINANCIAL GROUP, INC. | Nov 18, 2025 | Nov 7, 2025 | -11 | Firm change | Wirehouse to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Sep 26, 2011 | Sep 23, 2011 | -3 | Firm change | Ibd to wirehouse |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | AMERIPRISE ADVISOR SERVICES, INC. | Aug 2, 2007 | Jul 27, 2007 | -6 | Firm change | Other |