DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Von Berge Wealth Management Group, LLC
Latest filing Mar 14, 2025
First filing on the tape Mar 2, 2021 · 9 filings
SEC status approved since Apr 1, 2021
RAUM
$430M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
91%
$391M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$430M as of Mar 14, 2025
Jan 25, 2022$320M then
HNW client RAUM$339M as of Mar 14, 2025
Jan 25, 2022$228M then
State-registered IARs (5.B.3)2 as of Mar 14, 2025
Jan 25, 20223 then
Employees (5.A)2 as of Mar 14, 2025
Jan 25, 20223 then
Private funds: no history
RAUM +14% over the last fiscal year+10% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 14, 2025; every figure names its basis
- RAUM per advisor
- $215MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 156derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $432,196derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 7.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $215M, 221 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$339M79%
- Individuals$52.6M12%
- Pension and profit-sharing plans$30.3M7.0%
- Corporations and businesses$4.9M1.2%
- Charitable organizations$3.7M0.9%
- Individual clients
- 154reported
- HNW clients
- 157reported
- Pension plan clients
- 7reported
- Charitable clients
- 1reported
- Accounts
- 995reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $215M for 221 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Erick Donald Von Berge to Cerity Partners LLCAug 5, 2025 · RIA to RIA
- Alexander Michael Urbanek to Cerity Partners LLCAug 5, 2025 · RIA to RIA
- Erick Scott Conway to Integrated Wealth Concepts LLCSep 26, 2024 · RIA to RIA
Joined, latest
- Erick Scott Conway from Laurel Wealth Advisors, Inc.Apr 1, 2021 · RIA to a newly registered adviser
- Erick Donald Von Berge from Laurel Wealth Advisors, Inc.Apr 1, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Cerity Partners LLCAug 5, 2025 · San Diego, Ca
- 2 joined from Laurel Wealth Advisors, Inc.May 4, 2021 · Solana Beach, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Erick Conway · Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- Donald Erick Vonberge · Managing Membercontrolsince 04/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,043 to 995Jan 31, 2024 to Mar 14, 2025
- Advisory employees · 3 to 2Jan 31, 2024 to Mar 14, 2025
- Charity clients · 2 to 1Jan 31, 2024 to Mar 14, 2025
- Corporate clients · 5 to 6Jan 31, 2024 to Mar 14, 2025
- HNW clients · 104 to 157Jan 31, 2024 to Mar 14, 2025
- Individual clients · 263 to 154Jan 31, 2024 to Mar 14, 2025
- Pension plan clients · 6 to 7Jan 31, 2024 to Mar 14, 2025
- Assets in custody · $178M to $215MJan 31, 2024 to Mar 14, 2025
- Employees · 3 to 2Jan 31, 2024 to Mar 14, 2025
- State-registered IARs · 3 to 2Jan 31, 2024 to Mar 14, 2025
- Discretionary RAUM · $343M to $389MJan 31, 2024 to Mar 14, 2025
- HNW RAUM · $150M to $339MJan 31, 2024 to Mar 14, 2025
- Individual RAUM · $195M to $52.6MJan 31, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $33.2M to $41.4MJan 31, 2024 to Mar 14, 2025
- Pension RAUM · $23.5M to $30.3MJan 31, 2024 to Mar 14, 2025
- RAUM · $376M to $430MJan 31, 2024 to Mar 14, 2025
- Accounts · 764 to 1,043Feb 14, 2023 to Jan 31, 2024
- Charity clients · unset to 2.0Feb 14, 2023 to Jan 31, 2024
- Corporate clients · unset to 5.0Feb 14, 2023 to Jan 31, 2024
- HNW clients · 106 to 104Feb 14, 2023 to Jan 31, 2024
- Individual clients · 228 to 263Feb 14, 2023 to Jan 31, 2024
- Assets in custody · $218M to $178MFeb 14, 2023 to Jan 31, 2024
- Discretionary RAUM · $264M to $343MFeb 14, 2023 to Jan 31, 2024
- HNW RAUM · $204M to $150MFeb 14, 2023 to Jan 31, 2024
- Individual RAUM · $64.4M to $195MFeb 14, 2023 to Jan 31, 2024
- Non-discretionary RAUM · $21.9M to $33.2MFeb 14, 2023 to Jan 31, 2024
- Pension RAUM · $18.0M to $23.5MFeb 14, 2023 to Jan 31, 2024
- RAUM · $286M to $376MFeb 14, 2023 to Jan 31, 2024
- Accounts · 855 to 764May 3, 2022 to Feb 14, 2023
- Charity clients · 1.0 to unsetMay 3, 2022 to Feb 14, 2023
- HNW clients · 99 to 106May 3, 2022 to Feb 14, 2023
- Individual clients · 221 to 228May 3, 2022 to Feb 14, 2023
- Pension plan clients · 7 to 6May 3, 2022 to Feb 14, 2023
- Assets in custody · $198M to $218MMay 3, 2022 to Feb 14, 2023
- Discretionary RAUM · $290M to $264MMay 3, 2022 to Feb 14, 2023
- HNW RAUM · $228M to $204MMay 3, 2022 to Feb 14, 2023
- Individual RAUM · $65.3M to $64.4MMay 3, 2022 to Feb 14, 2023
- Non-discretionary RAUM · $30.3M to $21.9MMay 3, 2022 to Feb 14, 2023
- Pension RAUM · $23.1M to $18.0MMay 3, 2022 to Feb 14, 2023
- RAUM · $320M to $286MMay 3, 2022 to Feb 14, 2023
Signals
6 dated events
- Von Berge Wealth Management Group, Llc no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $430.0M)Sep 2, 2025 · Left the SEC roster · derived
- Erick Donald Von Berge left Von Berge Wealth Management Group, Llc for Cerity Partners Llc (registered 2025-07-01)Aug 5, 2025 · Advisor changed firm · fact
- Alexander Michael Urbanek left Von Berge Wealth Management Group, Llc for Cerity Partners Retirement Plan Consultants (registered 2025-07-03)Aug 5, 2025 · Advisor changed firm · fact
- 2 advisors left Von Berge Wealth Management Group, LLC (San Diego, CA) for Cerity Partners LLC on the same dayAug 5, 2025 · Team lift-out · derived
- Erick Scott Conway left Von Berge Wealth Management Group, Llc for Integrated Wealth Concepts Llc (registered 2024-09-24)Sep 26, 2024 · Advisor changed firm · fact
- Von Berge Wealth Management Group, Llc filed its initial SEC registration (Form ADV)Mar 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026