DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
CHESTERFIELD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Apr 1, 2019 | n/a | yes | CHESTERFIELD, MI | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Dec 20, 2016 | Jan 3, 2018 | no | New Haven, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | E••••• J•••• | Jan 3, 2018 | Apr 1, 2019 | 453 | Firm change after gap | Other |
| T••••••••• A•••• M••••••••• | A•••••• A••••••• S••••••• | Aug 3, 2017 | Dec 20, 2016 |
| T••••••••• A•••• M••••••••• |
| Former SEC adviser |
| Jul 28, 2015 |
| Aug 3, 2017 |
| no |
| MOUNT CLEMENS, MI |
| Previous registration |
| P•••••••• A••••••• | National bd RIA | Mar 4, 2014 | Jan 20, 2015 | no | TROY, MI | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Oct 26, 2011 | Feb 7, 2012 | no | WATERFORD, MI | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Dec 21, 2010 | Jan 6, 2011 | no | TROY, MI | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Oct 12, 2009 | Jan 22, 2010 | no | STERLING HEIGHTS, MI | Previous registration |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Oct 8, 2007 | Sep 14, 2009 | no | CLINTON TOWNSHIP, MI | Previous registration |
| -226 |
| Firm change after gap |
| Other |
| P•••••••• A••••••• | T••••••••• A•••• M••••••••• | Jan 20, 2015 | Jul 28, 2015 | 189 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | P•••••••• A••••••• | Feb 7, 2012 | Mar 4, 2014 | 756 | Firm change after gap | Other |
| N••••••••• M••••• I••••••••• S••••••••• | C•••• I••••••••• S••••••• C•••• | Jan 6, 2011 | Oct 26, 2011 | 293 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | N••••••••• M••••• I••••••••• S••••••••• | Jan 22, 2010 | Dec 21, 2010 | 333 | Firm change | Other |
| H••••••••• F•••••••• A••••••• | C•••• I••••••••• S••••••• C•••• | Sep 14, 2009 | Oct 12, 2009 | 28 | Firm change | Other |