RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Apr 1, 2019 · Chesterfield, Mi
- A•••••• A••••••• S••••••• formerDec 20, 2016 to Jan 3, 2018 · New Haven, Mi
- T••••••••• A•••• M••••••••• formerJul 28, 2015 to Aug 3, 2017 · Mount Clemens, Mi
- P•••••••• A••••••• national BDMar 4, 2014 to Jan 20, 2015 · Troy, Mi
- C•••• I••••••••• S••••••• C•••• formerOct 26, 2011 to Feb 7, 2012 · Waterford, Mi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 21, 2010 to Jan 6, 2011 · Troy, Mi
- C•••• I••••••••• S••••••• C•••• formerOct 12, 2009 to Jan 22, 2010 · Sterling Heights, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedOct 8, 2007 to Sep 14, 2009 · Clinton Township, Mi
- A•••••• A••••••• S••••••• to E••••• J••••left Jan 3, 2018, registered Apr 1, 2019 (453 days) · Other
- T••••••••• A•••• M••••••••• to A•••••• A••••••• S•••••••left Aug 3, 2017, registered Dec 20, 2016 (-226 days) · Other
- P•••••••• A••••••• to T••••••••• A•••• M•••••••••left Jan 20, 2015, registered Jul 28, 2015 (189 days) · Other
- C•••• I••••••••• S••••••• C•••• to P•••••••• A•••••••left Feb 7, 2012, registered Mar 4, 2014 (756 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to C•••• I••••••••• S••••••• C••••left Jan 6, 2011, registered Oct 26, 2011 (293 days) · Other
- C•••• I••••••••• S••••••• C•••• to N••••••••• M••••• I••••••••• S•••••••••left Jan 22, 2010, registered Dec 21, 2010 (333 days) · Other
- H••••••••• F•••••••• A••••••• to C•••• I••••••••• S••••••• C••••left Sep 14, 2009, registered Oct 12, 2009 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address