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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Thomas Edward Zanellato

Advisor at PRINCIPAL ASSET MANAGEMENT

Las Vegas, NV

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Search this name across graphsid dfx:ria:ca8fd2fb-fa87-956b-8724-0169e627c74e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 31, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL ASSET MANAGEMENT
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 6, 2013
First registration: Mar 31, 2014
Dual registered: yes, broker-dealer
Other names: THOMAS ZANELLATO
IAPD individual key: 5865535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL ASSET MANAGEMENT	Other adviser	Jul 15, 2025	n/a	yes	Las Vegas, NV	Current employment
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Oct 18, 2022	Dec 6, 2023	no	BOSTON, MA	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Jun 22, 2018	Sep 23, 2022	no	CHICAGO, IL	Previous registration
BRANDES INVESTMENT PARTNERS, LP	Other adviser	Aug 19, 2014	Jun 4, 2018	no	SAN DIEGO, CA	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Mar 31, 2014	Jul 14, 2014	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PUTNAM INVESTMENT MANAGEMENT, LLC	PRINCIPAL ASSET MANAGEMENT	Dec 6, 2023	Jul 15, 2025	587	Firm change after gap	Other
NUVEEN ASSET MANAGEMENT, LLC	PUTNAM INVESTMENT MANAGEMENT, LLC	Sep 23, 2022	Oct 18, 2022	25	Firm change	Other
BRANDES INVESTMENT PARTNERS, LP	NUVEEN ASSET MANAGEMENT, LLC	Jun 4, 2018	Jun 22, 2018	18	Firm change	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	BRANDES INVESTMENT PARTNERS, LP	Jul 14, 2014	Aug 19, 2014	36	Firm change	Other

Relationships

Registered with (5)

→ PRINCIPAL ASSET MANAGEMENTRegistered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 18, 2022 to Dec 6, 2023factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 22, 2018 to Sep 23, 2022factForm ADV
→ BRANDES INVESTMENT PARTNERS, LPRegistered adviserregistration: previous registration
Aug 19, 2014 to Jun 4, 2018factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Mar 31, 2014 to Jul 14, 2014factForm ADV

Dated events

Occurred
Dec 6, 2023
Advisor changed firm
Thomas Edward Zanellato left Putnam Investment Management, Llc for Principal Asset Management (registered 2025-07-15)
Form ADVobserved 6 days ago
Occurred
Sep 23, 2022
Advisor changed firm
Thomas Edward Zanellato left Nuveen Asset Management, Llc for Putnam Investment Management, Llc (registered 2022-10-18)
Form ADVobserved 6 days ago