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RIA / WealthAdvisorCertified Financial Planner10 years in industry

MICHAEL LEWIS ABBOTT

Advisor at THRIVE CAPITAL MANAGEMENT, LLC

Clearwater, FL | FORT WASHINGTON, PA

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Search this name across graphsid dfx:ria:ca8fe9b3-758a-8c8a-8911-400381c924f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 6, 2019
First registration: Jul 26, 2019
Dual registered: no
Other names: MICHAEL ABBOTT|Michael Lewis Abbott|Michael L Abbott
IAPD individual key: 6575921

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVE CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 13, 2026	n/a	yes	FORT WASHINGTON, PA\|Clearwater, FL	Current employment
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 10, 2025	Jan 27, 2026	no	TAMPA, FL	Previous registration
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	Independent wealth	Mar 19, 2024	Apr 1, 2025	no	TAMPA, FL	Previous registration
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY	Independent wealth	Jan 28, 2021	Feb 16, 2024	no	TAMPA, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jul 26, 2019	Oct 19, 2020	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALIC FINANCIAL ADVISORS, INC.	THRIVE CAPITAL MANAGEMENT, LLC	Jan 27, 2026	Feb 13, 2026	17	Firm change	Ibd to RIA
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	VALIC FINANCIAL ADVISORS, INC.	Apr 1, 2025	Jun 10, 2025	70	Firm change	RIA to ibd
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY	SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	Feb 16, 2024	Mar 19, 2024	32	Firm change	RIA to RIA
PRUCO SECURITIES, LLC	WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY	Oct 19, 2020	Jan 28, 2021	101	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ THRIVE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 10, 2025 to Jan 27, 2026factForm ADV
→ SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCRegistered adviserregistration: previous registration
Mar 19, 2024 to Apr 1, 2025factForm ADV
→ WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANYRegistered adviserregistration: previous registration
Jan 28, 2021 to Feb 16, 2024factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 26, 2019 to Oct 19, 2020factForm ADV

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
Michael Lewis Abbott left Valic Financial Advisors, Inc. for Thrive Capital Management, Llc (registered 2026-02-13)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2025
Advisor changed firm
Michael Lewis Abbott left Sandy Morris Financial & Estate Planning Services, Llc for Valic Financial Advisors, Inc. (registered 2025-06-10)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Michael Lewis Abbott left Walser Wealth Management Company, A Limited Liability Company for Sandy Morris Financial & Estate Planning Services, Llc (registered 2024-03-19)
Form ADVobserved 5 days ago