DFX Intelligence

A•••• L•••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

A•••• L•••• G•••

Advisor at P•••••••• W•••••

NORTH BEND, WA

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Search this name across graphsid dfx:ria:cac691e6-3226-a039-281c-878f888ee14d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 29, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W•••••	State registered	May 11, 2020	n/a	yes	NORTH BEND, WA	Current employment
N•••••••• A•••• M•••••••••	Independent wealth	Jul 2, 2018	Jul 7, 2020	no	Kirkland, WA\|MERCER ISLAND, WA\|BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••• M•••••••••	P•••••••• W•••••	Jul 7, 2020	May 11, 2020	-57	Firm change after gap	RIA to state RIA
V••••••• L••	N•••••••• A•••• M•••••••••	Jan 10, 2018	Jul 2, 2018

Relationships

Registered with (7)

→ P•••••••• W•••••Registered adviserregistration: current employment
May 11, 2020 to presentfactForm ADV
→ N•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jul 2, 2018 to Jul 7, 2020factForm ADV
→ V••••••• L••Registered adviserregistration: previous registration
Oct 28, 2016 to Jan 10, 2018factForm ADV
→ T•••••• F••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cac691e6-3226-a039-281c-878f888ee14d
First observed: Feb 20, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.