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Advisor at INTEGRITY ALLIANCE, LLC
Kennesaw, GA | URBANDALE, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Dec 22, 2020 | n/a | yes | Kennesaw, GA|URBANDALE, IA | Current employment |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | Sep 25, 2015 | Dec 18, 2020 | no | KENNESAW, GA|CALHOUN, GA | Previous registration |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Jan 7, 2015 | Sep 15, 2015 | no | KENNESAW, GA|FT. LAUDERDALE, FL | Previous registration |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Former SEC adviser | Jan 8, 2008 | Dec 31, 2014 | no | MARIETTA, GA | Previous registration |
| RESOURCE HORIZONS GROUP LLC | n/a | May 4, 2005 | Dec 31, 2007 | no | MARIETTA, GA|MARIETTA, GA | Previous registration |
| YOUR RETIREMENT COACH | Former SEC adviser | Jun 27, 2003 | May 24, 2005 | no | MARIETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | INTEGRITY ALLIANCE, LLC | Dec 18, 2020 | Dec 22, 2020 | 4 | Firm change | RIA to RIA |
| KOVACK ADVISORS, INC. | DEMPSEY LORD SMITH, LLC | Sep 15, 2015 | Sep 25, 2015 | 10 | Firm change | Other |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | KOVACK ADVISORS, INC. | Dec 31, 2014 | Jan 7, 2015 | 7 | Bulk transfer | Other |
| RESOURCE HORIZONS GROUP LLC | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Dec 31, 2007 | Jan 8, 2008 | 8 | Firm change | Other |
| YOUR RETIREMENT COACH | RESOURCE HORIZONS GROUP LLC | May 24, 2005 | May 4, 2005 | -20 | Firm change | Other |