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RIA / WealthAdvisorCertified Financial Planner12 years in industry

NATHAN ANDREW BREIBY

Advisor at KLAAS FINANCIAL ASSET ADVISORS, LLC.

LOVES PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cad5103b-cf83-fb9e-0425-004db4924936

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KLAAS FINANCIAL ASSET ADVISORS, LLC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 2, 2014
First registration: Apr 4, 2016
Dual registered: no
Other names: NATE A BREIBY
IAPD individual key: 6233768

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KLAAS FINANCIAL ASSET ADVISORS, LLC.	Independent wealth	Nov 2, 2020	n/a	yes	LOVES PARK, IL	Current employment
BASEPOINT WEALTH, LLC	Independent wealth	Feb 14, 2020	Oct 30, 2020	no	Dubuque, IA\|CEDAR RAPIDS, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 30, 2019	Feb 28, 2020	no	Dubuque, IA\|Dubuque, IA\|DUBUQUE, IA\|DUBUQUE, IA\|Cuba City, WI\|IOWA CITY, IA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 4, 2016	Apr 30, 2019	no	DUBUQUE, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BASEPOINT WEALTH, LLC	KLAAS FINANCIAL ASSET ADVISORS, LLC.	Oct 30, 2020	Nov 2, 2020	3	Firm change	RIA to RIA
LPL FINANCIAL LLC	BASEPOINT WEALTH, LLC	Feb 28, 2020	Feb 14, 2020	-14	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Apr 30, 2019	Apr 30, 2019	0	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:IA:2019-04-30	Apr 30, 2019	Apr 30, 2019	DUBUQUE, IA	Firm change

Relationships

Registered with (4)

→ KLAAS FINANCIAL ASSET ADVISORS, LLC.Registered adviserregistration: current employment
Nov 2, 2020 to presentfactForm ADV
→ BASEPOINT WEALTH, LLCRegistered adviserregistration: previous registration
Feb 14, 2020 to Oct 30, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 30, 2019 to Feb 28, 2020factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Apr 4, 2016 to Apr 30, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cad5103b-cf83-fb9e-0425-004db4924936
First observed: Apr 4, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NATHAN ANDREW BREIBY

Advisor at KLAAS FINANCIAL ASSET ADVISORS, LLC.

LOVES PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cad5103b-cf83-fb9e-0425-004db4924936

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KLAAS FINANCIAL ASSET ADVISORS, LLC.

Independent wealth

Nov 2, 2020

n/a

yes

LOVES PARK, IL

Current employment

BASEPOINT WEALTH, LLC

Independent wealth

Feb 14, 2020

Oct 30, 2020

Dubuque, IA|CEDAR RAPIDS, IA

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Apr 30, 2019

Feb 28, 2020

Previous registration

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Apr 4, 2016

Apr 30, 2019

DUBUQUE, IA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BASEPOINT WEALTH, LLC

KLAAS FINANCIAL ASSET ADVISORS, LLC.

Oct 30, 2020

Nov 2, 2020

Firm change

RIA to RIA

LPL FINANCIAL LLC

BASEPOINT WEALTH, LLC

Feb 28, 2020

Feb 14, 2020

-14

Firm change

Ibd to RIA

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

Apr 30, 2019

Firm change

Ibd to RIA

Team

Left

Joined

From

Kind

105644:6413:IA:2019-04-30

Apr 30, 2019

DUBUQUE, IA

Firm change