DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•• A••••••• S•••••••• L••
West Chester, PA | ALBANY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•• A••••••• S•••••••• L•• | Independent wealth | Jul 31, 2019 | n/a | yes | ALBANY, NY|West Chester, PA | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 13, 2004 | Aug 2, 2019 | no | Plymouth Meeting, PA|WEST CONSHOHOCKEN, PA|PLYMOUTH MEETING, PA|West Chester, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | P•• A••••••• S•••••••• L•• | Aug 2, 2019 | Jul 31, 2019 | -2 | Firm change | Ibd to RIA |
| Previous registration |