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P•••• E••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

P•••• E••••• R•••••

Advisor at B••••••• A•••• M••••••••• L••

NORTHFIELD, IL

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Search this name across graphsid dfx:ria:caee1868-4b3e-bed1-b035-db8e3c4361e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• A•••• M••••••••• L••	Mixed wealth	Dec 11, 2023	n/a	yes	NORTHFIELD, IL	Current employment
R•••• S•••••••• • A••••••••• L••	Former SEC adviser	Jun 13, 2017	Jun 15, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• S•••••••• • A••••••••• L••	B••••••• A•••• M••••••••• L••	Jun 15, 2020	Dec 11, 2023	1,274	Firm change after gap	RIA to RIA
C••• S••••••••• C•••••••••	R•••• S•••••••• • A••••••••• L••	Dec 31, 2016

Relationships

Registered with (3)

→ B••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 11, 2023 to presentfactForm ADV
→ R•••• S•••••••• • A••••••••• L••Registered adviserregistration: previous registration
Jun 13, 2017 to Jun 15, 2020factForm ADV
→ C••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 23, 2008 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:caee1868-4b3e-bed1-b035-db8e3c4361e2
First observed: Dec 23, 2008
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.